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Alfalah CLSA Securities

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Security Information

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    What are the differences in regulations for each

    License

    A Grade License

    Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

    B Grade License

    Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

    C Grade License

    Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

    D Grade License

    From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

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    Get to know Alfalah CLSA Securities

    Alfalah CLSA Securities or AFS is one of the leading pure agency brokers in Pakistan. We occupy a sweet spot being backed by one of the largest banks in Pakistan, Bank Alfalah Limited and, by Asia’s leading Capital Markets & Investment Group, CLSA Limited. Taking advantage of BAFL & CLSA, we provide a full spectrum of services which include Equity Brokerage, Research, Investment Banking, Forex and Money Market. Alfalah CLSA Securities Research provides comprehensive coverage of economy, politics, capital markets, major business sectors and stocks with information dissemination to clients through electronic and printed publications, conference calls and presentations. Our present stock coverage covers more than 75% of the KSE -100 market capitalization. The research department houses an extensive electronic database system covering equities, economic indicators and news reports. AFS’s research team is highly ranked by clients due to the team’s consistent performance. The key strength of Alfalah CLSA Securities is the relationships that we have developed with the companies that we cover and the clients that we serve. Our analysts have close contact with major listed companies, trade and industry associations, as well as regulatory authorities and Government ministries. This allows us to identify changes in macroeconomic, sectoral, and corporate performance trends and assess investment implications in a timely fashion to alert our clients and recommend focused, actionable investment ideas. Our publication is also available on Bloomberg. We pride ourselves in providing; • A Team of Dedicated Professionals • Quality Economic & Investment Research • In-depth Sector and Company Specific Research Reports • Fundamental and Technical Analysis • Instant Access to Market News and Announcements • Expert Advisory on your Investment Decisions.

    Industry

    • Financial Other ServicePRIMARY

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