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Alpha Omega Financial Systems
United States
2011 (14 Years)
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What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know Alpha Omega Financial Systems
Company Information
Get to know Alpha Omega Financial Systems
At Alpha Omega we believe that straight-through-processing is achievable today, resulting in a seamless flow of trade details from portfolio management to trading to settlement. The industry standard FIX protocol offers the granularity, flexibility and connectivity to fully support the communication of trade details between asset managers, brokers, clearing agencies and custodian banks. Recognizing these capabilities, leading asset managers and broker/dealers have embraced the FIX protocol as a uniform standard that can serve all participants in the post-trade world. For the last two decades much of the industry’s investment has been directed towards front-office solutions. We believe that the middle- and back-office are essential functions that can contribute to lowering costs, reducing errors and ultimately improving portfolio performance. We offer innovative technology and the highest level of strategic consultation to enable our clients to achieve these goals. Our mission is clear. Our expertise in post-trade is unmatched. And our solutions are backed by experienced technology and investment professionals who understand the entire investment process, from pre- to post-trade, Alpha to Omega.
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- Financial Other ServicePRIMARY
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