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Axiom Capital Management

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United States

Founded in

1990 (35 Years)

Founded

Last online: No recent activity


8 Reviews

Good

3.64/5

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Traffic & Engagement

1.67

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Security Information

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    What are the differences in regulations for each

    License

    A Grade License

    Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

    B Grade License

    Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

    C Grade License

    Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

    D Grade License

    From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

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    Company Information

    Get to know Axiom Capital Management

    Axiom Capital Management founded in 1990. Wealth management is their cornerstone service and includes consulting in the areas of investments, retirement planning, and stock option planning. Moreover, the company offers broker-dealer providing a wide array of services and investment options for their clients. Alongside their access to stocks, bonds, options, mutual funds and ETFs, they can arrange access to private placements, foreign-issued stocks and bonds, limited partnerships, and debt offerings.

    Industry

    • Financial BankingPRIMARY
    • Financial Wealth Management
    • Forex Retail Broker

    Software

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    Social

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    News

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    TrustFinance Intelligence Agency

    Research date: Jun 17, 2024

    FINRA censures Axiom Capital Management for failing to conduct reasonable ongoing diligence into a private placement issuer accused of fraud.

    FINRA censures Axiom Capital Management for failing to conduct reasonable ongoing diligence into a private placement issuer accused of fraud.

    Axiom Investors provides a 2022 strategy review and outlook.

    Axiom Investors provides a 2022 strategy review and outlook.

    Glassdoor provides reviews and information about working at Axiom Capital Management.

    Glassdoor provides reviews and information about working at Axiom Capital Management.

    Axiom Capital Management provides information about its team, investment banking, and privacy policies.

    Axiom Capital Management provides information about its team, investment banking, and privacy policies.

    Indeed provides reviews and information about working at Axiom Capital Management.

    Indeed provides reviews and information about working at Axiom Capital Management.

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