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Cowen Prime Services
United States
2010 (15 Years)
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Security Information
What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know Cowen Prime Services
Company Information
Get to know Cowen Prime Services
Cowen Prime Services is a leading provider of comprehensive solutions for investment managers. Their offering features world-class custody and clearing options, multi asset class capabilities, leading execution and order management systems, a seasoned execution desk, a range of financing options, a highly professional operations and customer support team, comprehensive portfolio reporting capabilities, capital introduction, and live, intraday and post-trade risk and performance analytics. Their parent company is Cowen Group, a publicly-traded diversified financial services firm (Nasdaq:COWN) with a rich history that reflects the focus and entrepreneurial spirit that continues to characterize the firm. Since its formation in 1918 as a small bond brokerage business in the heart of New York’s financial district, Cowen Group has grown into a leading diversified financial services company with operating businesses focused on the value of active management and alpha generation.
Industry
- Financial Other ServicePRIMARY
- Technology Software Trading Platform
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