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DealPoint Capital
Canada
2013 (12 Years)
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Security Information
What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know DealPoint Capital
Company Information
Get to know DealPoint Capital
Solutions that fit your needs: DealPoint for Dealers For broker dealers that want to streamline investor on-boarding and subscription execution. Permission based access for advisors, compliance officers and admin to track the progress of the investment. One-click closings, where digital documents and data are transferred to legal counsel and issuer for efficient closing and filing with regulators DealPoint for Capital Fundraising is easier with DealPoint’s private datarooms for deal review, document execution and fast, efficient closings. Document assembly creates custom packages based on the investor’s status and jurisdiction. Voting trusts, shareholder agreements and other investment documents are custom assembled. The right documents - every time. DealPoint for Syndicates An investment administration platform to present and execute syndicated angel investments. Angel syndicate partners are directed to datarooms where they can review diligence data and execute paperless transactions in a secure and compliant SaaS environment.
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