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Find A Wealth Manager
United Kingdom
2012 (13 Years)
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What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know Find A Wealth Manager
Company Information
Get to know Find A Wealth Manager
Find A Wealth Manager is a free and independent service that matches individuals with suitable wealth managers for theirindividual profile and needs. It enables individuals to manage their money effectively by connecting them to wealth managers, such as private banks, investment managers, and financial advisers. Founded by Lee Goggin and Dominic Gamble in 2012, Find A Wealth Manager is recommended for single professionals, families, retirees, and entrepreneurs in the United Kingdom and internationally. It uses company investments received from angel investors to meet recruitment costs, for enhancements to the service and user experience, and increased marketing.
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