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Gale Investment Management
United States
2005 (20 Years)
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What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know Gale Investment Management
Company Information
Get to know Gale Investment Management
Gale Investment Management helps clients on the Olympic Peninsula handle their finances. They are a wealth management firm. Additionally, they administer workplace retirement plans for several area employers and numerous self-employed individuals. These services include accumulation, retirement planning, estate planning, risk management, business planning, and taxation.
Industry
- Financial Other ServicePRIMARY
- Financial Wealth Management
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