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Hartford Funds
United States
1996 (29 Years)
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What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know Hartford Funds
Company Information
Get to know Hartford Funds
That’s why our approach is something we call human-centric investing. Human-centric investing works to understand the relationships between investors, their money and their financial advisors…and then create the solutions and advisor tools designed to serve those investors and their mindsets. We believe that human-centric investing can create solutions and advisor tools that not only strengthen bottom lines, but strengthen advisor-client relationships by helping investors better realize their true life goals. Hartford Funds has $73.6 billion total assets under management as of March 31, 2016 (excluding assets used in certain annuity products) and more than 45 Funds in a variety of styles and asset classes. We are sub-advised by Wellington Management, one of the finest institutional fund management groups in the world. Of course, Hartford Funds will always strive to meet or exceed traditional industry benchmarks, but through human-centric investing, we intend to also raise the bar on performance, and make it mean more than numbers alone.
Industry
- Financial BankingPRIMARY
- Financial Other Service
- Financial Wealth Management
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