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LiST Funding
United States
2018 (7 Years)
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What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know LiST Funding
Company Information
Get to know LiST Funding
LiST Funding is a Next Generation asset management firm. LiST operates in the secondary market of life insurance in the US, creating transparency and better solutions for seniors who are constantly surrendering their life insurance policies due to skyrocketing premiums, while providing investors access to high yield and low risk investments. LiST utilizes various technologies and data to deliver better results. The secondary market of life insurance in the US is considered to be a lucrative high yield alternative asset class for large private equity funds. LiST is a Fintech, with unique software and know-how in life insurance products which enables them to source, vet, price and manage assets in this market, utilizing various technologies, specifically NLP and ML. LiST's solutions benefit both the sellers and the investors.
Industry
- Financial InsurancePRIMARY
- Financial Other Service
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