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Northern Lights Distributors

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United States

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Traffic & Engagement

1.67

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Security Information

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    What are the differences in regulations for each

    License

    A Grade License

    Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

    B Grade License

    Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

    C Grade License

    Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

    D Grade License

    From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

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    Company Information

    Get to know Northern Lights Distributors

    Northern Lights Distributors, LLC is a broker-dealer specializing in mutual fund distribution. They help Their fund clients navigate the distribution universe by offering a high touch service and collaboration with financial intermediaries and industry partners. Northern Lights Distributors are a wholly-owned subsidiary of NorthStar Financial Services Group, LLC headquartered in Omaha, NE. As a company born and managed from investment advisor roots, They understand the challenges you face. What affects you affects us. Whether you’re using Their distribution services to access hundreds of established selling agreements, process 12b-1 payments, trade via the NSCC, or submit materials for advertising review, you’ll find no better advocate than Northern Lights Distributors, LLC to help you navigate the complexities of mutual fund distribution. Treating each relationship uniquely, NLD works in collaboration with investment advisors to grow assets in their funds by offering sales and distribution support and assistance in defining and implementing distribution plans. Through Their Strategic Relationship Managers, NLD connects funds with broker-dealers to help establish selling agreements and develop working relationships with their representatives.

    Industry

    • Financial Other ServicePRIMARY
    • Financial Wealth Management

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