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Pali Capital

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United States

Founded in

1995 (30 Years)

Founded

Last online: No recent activity


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0.00

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Traffic & Engagement

1.67

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Security Information

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    What are the differences in regulations for each

    License

    A Grade License

    Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

    B Grade License

    Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

    C Grade License

    Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

    D Grade License

    From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

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    Company Information

    Get to know Pali Capital

    Pali Capital, Inc. is a boutique investment banking firm that offers financial advisory and brokerage services. The firm provides merger and acquisition, divestiture, buyout, strategy, joint venture, and options valuation and fairness services. Additionally, it offers security trading, fixed income brokerage, equity research, video conferencing, and market database services. Pali Capital, Inc. was formerly known as Pali Capital, LLC and changed it name to Pali Capital, Inc. in 2002. The firm was founded in 1995 and is headquartered in New York, New York with additional offices in California, Massachusetts, Minnesota, and the United Kingdom. As of 2006, Pali Capital, Inc. operates as a subsidiary of Pali Holdings, Inc.

    Industry

    • Financial BankingPRIMARY

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