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Professional Financial Associates
United States
2019 (6 Years)
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Security Information
What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know Professional Financial Associates
Company Information
Get to know Professional Financial Associates
Professional Financial Associates is a financial service company that provides wealth management, term life insurance, whole life insurance, universal life insurance, variable universal life insurance, survivorship life insurance, immediate fixed annuity, immediate fixed & variable annuity, deferred fixed annuity, deferred variable annuity, long-term care, financial planning, corporate financial planning, financial planning for employees, financial literacy workshops, employee benefits, retirement plans, executive group life insurance, deferred compensation & bonus plans, supplemental executive retirement programs, executive disability income insurance plans, succession planning, and disability buy-sell insurance.
Industry
- Financial InsurancePRIMARY
- Financial Other Service
- Financial Wealth Management
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