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Qomply
United Kingdom
2019 (6 Years)
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Security Information
What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know Qomply
Company Information
Get to know Qomply
Our mission is to empower financial firms of all sizes to meet their regulatory transaction reporting requirements (MiFID, EMIR, SFTR, and ASIC) with best-in-class cloud based technology solutions that are easy to use and at affordable price points The regulatory reporting requirements may be complex but our solutions aren't - we offer straight-forward, cloud-based solutions which means clients are up and running quickly at price points that meet their budgets. Our award-winning ReportAssure Platform, powered by our proprietary assurance engine, performs one of the most comprehensive arsenals of accuracy checks in the industry, giving customers peace of mind that their transaction reports are as complete and accurate as possible. And by offering affordable, modular subscriptions, we enable financial firms of all sizes to benefit from high-quality, regulatory reporting technology. Our solutions are used by leading regulatory consultancies ensuring our awareness of regulatory changes on the horizon and removing this uncertainty for our clients. The Qomply suite of solutions includes: Qomply ReportAssure | Transaction Report Diagnostic Auditor & Reconciler Qomply MiFID Reportability Tool | FCA and ESMA FIRDS Lookup Tool QomplyPi | Centralised Sensitive Data for Firms and Venues Qomply Unified Message Monitor | Monitor Messages Across Venues Recent Awards include: Most Innovative Regulatory Solution - WatersTechnology Inside Market Data Awards and Inside Reference Data Awards 2022 Compliance System of the Year - Global Investor's Investment Excellence Awards 2021 RegTech Partner of the Year - British Bank Awards 2021 For more information, visit: https://qomply.co.uk/
Industry
- Financial Other ServicePRIMARY
- Technology Software Development
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