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SMBX
United States
04 Jan 2016 (9 Years)
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Security Information
What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know SMBX
Company Information
Get to know SMBX
SMBX is a FINRA-registered funding portal and public marketplace for issuing and buying U.S. small business bonds. Its focus is on small business debt, specifically the SBA loan market. SMBX helps high-quality businesses raise money by issuing bonds to people instead of taking out a loan. The company also operates the first small business capital marketplace where small business bonds are issued and sold to investors for a rate of return. SMBX was founded in 2016 and is headquartered in San Francisco, California.
Industry
- Financial BankingPRIMARY
- Financial Other Service
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