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Sowell Management
United States
2001 (24 Years)
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Security Information
What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know Sowell Management
Company Information
Get to know Sowell Management
Sowell Management is a privately held, independent registered investment advisory firm. Their overriding goal is to create more time for advisors to focus on client-facing and revenue-generating activities. Toward this end, their business is set up to provide key services for their partners to utilize in order to grow their business.
Industry
- Financial BankingPRIMARY
- Financial Other Service
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