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ThinkEquity Partners
United States
2001 (24 Years)
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What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know ThinkEquity Partners
Company Information
Get to know ThinkEquity Partners
ThinkEquity LLC is engaged in providing investment banking, asset management services, and institutional brokerage. It provides these services to small and middle market companies and individuals. It also provides services on equity underwriting, fairness opinions, due diligence, recapitalization, valuation, mergers and acquisition, institutional private placement of equity and debt, strategic advisory services, and sale of stock properties. Its clients include companies in health care, technology, education, media, business services, and software industries. ThinkEquity LLC was established in 2001, based in San Francisco, California. It operates additional offices in Minnesota, Massachusetts, Florida, Illinois, and New York.
Industry
- Financial BankingPRIMARY
- Financial Other Service
- Financial Wealth Management
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