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Waller Capital Partners
United States
1982 (43 Years)
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What are the differences in regulations for each
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A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know Waller Capital Partners
Company Information
Get to know Waller Capital Partners
Waller Capital Partners is a US Investment Bank focused exclusively on the media, communications and information industries. They have been headquartered in New York City since being founded by John W. Waller, III in 1982. Their team delivers strategic advice and transaction execution capability on mergers, acquisitions, asset swaps, debt restructurings and valuation services. They also provide knowledgeable strategic advice to private equity investors, hedge funds, and corporate lenders as they consider new investment opportunities or strategic exits for portfolio companies.
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